Fca Compliance Advisor jobs

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  1. Mortgage and Protection Advisor

    Posted a week ago by mortgage maker ltd

    Salary:
    £30,000 - £70,000/annum
    Location:
    Sutton Coldfield, City and Borough of Birmingham
    Job Type:
    Permanent

    We currently have an exciting opportunity for a talented CEMAP qualified Mortgage Adviser, to join our team located in and around the North Birmingham area. Our partner estate agents boasts a professional team who are extremely efficient in referring buyers and vendors for mortgage … more

    Apply Now
  2. Sales Advisor

    Posted 2 days ago by Four Squared Recruitment Ltd

    Salary:
    £27,000 - £29,000/annum
    Location:
    Cirencester, Gloucestershire
    Job Type:
    Permanent

    Our client is looking for a dedicated Sales Advisor to join their team in Cirencester. This role will focus on retaining existing clients and upgrading their services by delivering exceptional customer care and expert service knowledge, all while ensuring full FCA compliance</ … more

    Apply Now
  3. Protection Advisor

    Posted a week ago by Tall Grass Recruitment

    Salary:
    £30,000 - £40,000/annum Plus Bonus
    Location:
    Bolton, Greater Manchester
    Job Type:
    Permanent

    We are currently seeking a Protection Adviser to join our dynamic team. If you're passionate about providing exceptional customer service and thrive in a vibrant office environment, we want to hear from you. This is an office-based role, and you must be able to commute and have a full UK … more

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  4. Paraplanner

    Posted a week ago by Ellis James Partners Ltd

    Salary:
    £30,000 - £45,000/annum
    Location:
    Wrexham, Clwyd
    Job Type:
    Permanent

    Provide research and technical support to Advisors. Prepare suitability reports, illustrations, and financial documentation. Ensure all reports comply with FCA guidelines. Collaborate with the wider team to ensure smooth business processing. Stay updated on products and regulatory … more

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  5. Mortgage Broker

    Posted a week ago by Bennett and Game Recruitment LTD

    Remote job
    Salary:
    £40,000 - £50,000/annum 70% Commission - Self Employed
    Location:
    Welling, Kent
    Job Type:
    Permanent

    Bennett & Game are delighted to be representing a highly reputable and growing Mortgage Brokerage, with offices in Welling and London, as they recruit for Self Employed Mortgage Advisors, to join their growing team. Offering up to 70% commission with no deductions, remote working, and full … more

    Apply Now
  6. Mortgage and Protection Supervisor

    Posted a week ago by James Frank Associates

    Quick apply
    Salary:
    £35,000 - £40,000/annum
    Location:
    West Malling, Kent
    Job Type:
    Permanent

    Due to company growth our client is looking to add a Mortgage and Protection Supervisor to the business, where you will be responsible for ensuring the highest levels of advice are given to clients, maintaining standards within the business and making sure regulatory and compliancemore

  7. Compliance Operations Analyst

    Posted yesterday by Avencia Consulting Services

    Location:
    London
    Job Type:
    Permanent

    Avencia Consulting are recruiting on behalf of a leading Specialty Reinsurer based in the City who are looking for a Compliance Operations Analyst to join on a permanent basis. The role. We are seeking a motivated and ambitious Compliance Analyst to join our dynamic team at an … more

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  8. IFA Administrator

    Posted a week ago by Tate

    Remote job
    Salary:
    £28,000 - £31,000/annum
    Location:
    City of London, London
    Job Type:
    Permanent

    A Wealth Management firm based in Stansted is seeking an experienced IFA Administrator, paying up to £31,000 plus great benefits, to support their team of advisers and client managers. This is a really great opportunity for a candidate who comes from a financial background to work in a firm … more

    Apply Now
  9. Client Engagement Executive

    Posted 2 days ago by AFH Wealth Management

    Location:
    Bromsgrove, Worcestershire, United Kingdom
    Job Type:
    Permanent

    Following communication scripts in accordance with FCA compliance. Identifying customer needs. Maintain professional relationships with all lead taking advisers ensuring a fair distribution. Maintaining accurate records of all customer conversations recording them against … more

    Apply Now
  10. Administrator

    Posted a week ago by Pertemps Coventry

    Salary:
    £12 - £14/hour
    Location:
    Warwick
    Job Type:
    Permanent

    Pertemps is recruiting for our client, an FCA-regulated financial services business in the prepaid later-life planning sector, which is growing rapidly. Our client is looking for an experienced administrator to join their expanding team at their head office just outside Warwick. length of … more

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  11. Compliance Assistant

    Posted a week ago by The Burford Recruitment Company Ltd

    Quick apply
    Salary:
    £40,000 - £42,000/annum Plus annual bonus
    Location:
    Witney, Oxfordshire
    Job Type:
    Permanent

    The Burford Recruitment Company is delighted to be working with our client, a prestigious financial services business in Witney, Oxfordshire, to find a Compliance Assistant. This is a fantastic opportunity for a driven individual to play a key role in ensuring the company remains compliant … more

  12. Compliance Officer

    Posted a week ago by Rico Property Finance Ltd (T/A D&R Recruitment)

    Salary:
    £34,000 - £36,000/annum Benefits, Bonus
    Location:
    Manchester, Greater Manchester
    Job Type:
    Permanent

    A leading Chartered Wealth Management firm are looking for a Compliance Monitoring Officer to join the team. This position can be office based or fully remote for the right person. It offers a competitive salary, and a comprehensive benefits package. Compliance Officer Overview. As … more

    Apply Now
  13. Senior Compliance Assistant (Financial Services)

    Posted a week ago by The Burford Recruitment Company Ltd

    Quick apply
    Salary:
    £48,000/annum Plus bonus
    Location:
    Witney, Oxfordshire
    Job Type:
    Permanent

    The Burford Recruitment Company is proud to partner with our client, a prestigious financial services business in Witney, Oxfordshire, in seeking a skilled and experienced Senior Compliance Assistant. This is an exciting opportunity for a highly motivated professional to play a key role in … more

  14. Governance & Compliance Assistant

    Posted 2 days ago by Cross Keys Homes

    Salary:
    £28,500 - £30,000/annum
    Location:
    PE2, Longthorpe, Peterborough
    Job Type:
    Permanent

    Governance & Compliance Assistant. Peterborough / Remote. £28,500 - £30,000 per annum. Full Time – Permanent – 37 hours per week – Hybrid/Remote Working. Are you detail-oriented and passionate about governance and compliance? We are looking for a motivated individual to join our … more

    Apply Now
  15. Paraplanner

    Posted 4 days ago by Recruit Wealth Ltd

    Salary:
    £35,000 - £42,000/annum
    Location:
    Wirral, Metropolitan Borough of Wirral
    Job Type:
    Permanent

    You will be relied upon for technical guidance to the financial advisers to ensure clients receive excellent financial advice. What will your role entail. These newly created opportunities will see you working closely with the Paraplanning Team Leader, Adviser Support Managers and … more

    Apply Now
  16. Marketing Manager

    Posted yesterday by Vitality

    Featured job
    Location:
    London
    Job Type:
    Permanent

    Team – Adviser and Employer Distribution. Working Pattern - Hybrid – 2 days per week in the Vitality London Office. Full time, 37.5 hours per week. We are happy to discuss flexible working. Top 3 skills needed for this role. Stakeholder & People management. Strategic Marketing mindset. B2B … more

    Apply Now
  17. Client Support Manager

    Posted today by Titan Wealth Holdings

    Featured job
    Location:
    Bristol, City of Bristol
    Job Type:
    Permanent

    Build and maintain trust with team members, advisers, clients, and other stakeholders, ensuring that all interactions are consistent with the company's values. Lead the team in a way that fosters transparency, mutual respect, and open communication. Team Management & Development. Lead, … more

    Apply Now
  18. Compliance Officer Financial

    Posted yesterday by Emponics

    Quick apply
    Salary:
    £29,950 - £30,000/annum hybrid 50/50 work from home
    Location:
    BS16, Kendleshire, South Gloucestershire
    Job Type:
    Permanent, Temporary

    Compliance Officer ( Financial ) - maternity cover - This is a 50/50 split of Work from home and in office eg one week in office one week from home . Our client based in Bristol at Emersons Green near the junction of the M4 and M32 ( so commutable from Bristol ,Bath ,Chippenham, Swindon etc … more

  19. Debt Advisers - National Debtline

    Posted a week ago by Money Advice Trust (CFS)

    Remote job
    Salary:
    £35,189/annum
    Location:
    B16, Birmingham, West Midlands (County)
    Job Type:
    Permanent

    Debt Advisers (National Debtline. Birmingham / Hybrid. Salary: £35,189 per annum (inclusive of shift allowance) plus pension, 37 days annual leave and great benefits. Closing date for applications is 13th November 2024. Stage one: telephone interviews will commence 4th November. Stage two: … more

    Apply Now
  20. Trainee Mortgage Advisor

    Posted a week ago by Tall Grass Recruitment

    Salary:
    £25,500 - £40,000/annum Plus Bonus
    Location:
    Bolton, Greater Manchester
    Job Type:
    Permanent

    We're seeking a First Charge Mortgage Adviser to join our team. If you're passionate about providing outstanding customer service and thrive in a dynamic office environment, we'd love to hear from you. This is an office-based role, and applicants must be able to commute and hold a full UK … more

    Apply Now
  21. Mortgage Advisor

    Posted 2 days ago by Imperial Search Ltd

    Quick apply
    Salary:
    £22,500 - £30,000/annum On target earnings: £55,000
    Location:
    Stansted Mountfitchet, Essex
    Job Type:
    Part Time, Permanent

    Experience: Proven experience as a Mortgage Broker or Mortgage Advisor, preferably within a brokerage or financial services environment. Knowledge of Mortgage Products: Familiarity with various mortgage types, including residential, buy-to-let, and remortgaging. Strong Communication Skills: … more

  22. Senior Transfers Specialist

    Posted today by Titan Wealth Holdings

    Featured job
    Location:
    London
    Job Type:
    Permanent

    GPP is an FCA regulated investment firm that provides. Custody services to predominantly discretionary fund managers (DFMs) and independent financial advisors (IFAs. Clearing and settlement services mainly on an agency basis for its DFMs and IFAs. Trade execution services mainly … more

    Apply Now
  23. Employment Law Advisor

    Posted yesterday by WeRecruit Auto Ltd

    Remote job Quick apply
    Salary:
    £33,000 - £40,000/annum
    Location:
    PE1, Peterborough, Cambridgeshire
    Job Type:
    Permanent

    Legal Advisor required in Peterborough area - Hybrid working option (HR Specialism. Full-time, Mon-Fri 9am - 5pm permanent with hybrid working. Salary is negotiable depending on experience, in region of £33-40,000. 22 days annual leave + bank holidays + Christmas close-down. * No Time … more

  24. Sales Enablement Specialist

    Posted today by PIB Employee Benefits

    Salary:
    £24,000 - £28,000/annum
    Location:
    Birmingham
    Job Type:
    Permanent

    PIB Employee Benefits is an innovative and forward-thinking organisation, winning Firm of the Year at the 2024 Corporate Adviser awards. PIB Group was voted by Insurance Times as top of its broking High Flyers list in the 2023 Top Brokers feature, PIB is known for delivering exceptional … more

    Apply Now

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