Fca Compliance Manager jobs in London

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  1. IFA Administrator

    Posted a week ago by Tate

    Remote job
    Salary:
    £28,000 - £31,000/annum
    Location:
    City of London, London
    Job Type:
    Permanent

    A Wealth Management firm based in Stansted is seeking an experienced IFA Administrator, paying up to £31,000 plus great benefits, to support their team of advisers and client managers. This is a really great opportunity for a candidate who comes from a financial background to work in a firm … more

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  2. Receptionist/Operations Support

    Posted 22/10/2024 by Canara Bank

    Featured job
    Location:
    London
    Job Type:
    Permanent

    Canara Bank London is authorised by the PRA and regulated by the PRA and FCA. We invite applications from suitable candidates for the position of Receptionist & Operations Support in Canara Bank's London Branch. A competitive salary will be offered and depending on qualifications and … more

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  3. Client Relationship Manager - Private Banking

    Posted 2 days ago by Crone Corkill

    Salary:
    £50,000 - £60,000/annum + bonus & benefits
    Location:
    West End, London
    Job Type:
    Permanent

    Customer Relationship Manager - Private Banking. Is this the role for you. We are working with a prestigious Bank to join their high-achieving team, who offer a range of services to HNW individuals including bespoke financial planning and private banking. This role would suit a result … more

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  4. Operations and Settlements Associate- Hybrid

    Posted 16/10/2024 by Barbara Houghton Associates

    Location:
    London
    Job Type:
    Permanent

    We are working with our client, a well-known FCA regulated Investment Company, with their search for an Operations & Settlement Associate to join their team. Successful candidate will be part of the Operations and Settlements team who is responsible for all post execution activities. … more

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  5. Senior Transfers Specialist

    Posted 5 days ago by Titan Wealth Holdings

    Featured job
    Location:
    London
    Job Type:
    Permanent

    As part of this Titan is also an active acquirer of UK based asset managers and other wealth related businesses. Global Prime Partners (GPP) is a subsidiary of Titan Wealth. GPP is an FCA regulated investment firm that provides. Custody services to predominantly discretionary fund … more

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  6. Marketing Manager

    Posted 6 days ago by Vitality

    Featured job
    Location:
    London
    Job Type:
    Permanent

    As the Marketing Manager, you will be responsible for creating and executing marketing activity for one of our key sales channels for the business – You will also be responsible for 28 different service providers who support a number of financial advisers across the UK. As part of this you … more

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  7. Claims Handler - 12 Month FTC

    Posted 14/10/2024 by St Giles Group

    Location:
    Central London
    Job Type:
    Contract

    You will put the customer at the heart of everything you do, utilising know your customer (KYC) and treating customers fairly (TCF) methodologies, handling claims in line with compliance, FCA regulations and business policies & procedures. As the business goes through a period of … more

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