Compliance Officer
Posted 09/10/2024 by Recruit Wealth Ltd
- Salary:
- £45,000 - £55,000/annum
- Location:
- Harpenden, Hertfordshire
- Job Type:
- Permanent
Assess adviser conduct metrics against a pre-defined set of KPI's. Monitor adviser development plans. Carry out observed meetings/role plays. Assist with quarterly adviser T&C meetings. Monitor and adapt the company T&C scheme to changing regulatory requirements. Ensure … more
