Compliance and Oversight Executive
Posted 01/08/2024 by CMD Recruitment
- Salary:
- £27,000 - £31,000/annum
- Location:
- Bath, Somerset (35 miles)
- Job Type:
- Permanent
Assist with any investigation and review of firm breaches, identifying policy changes or training needs to ensure compliance. Assist in responding to due diligence questionnaires and information requests from third parties. Lead efforts to embed an effective compliance culture within the … more