Fca Compliance Advisor jobs in West Midlands

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  1. Mortgage and Protection Advisor

    Posted a week ago by mortgage maker ltd

    Salary:
    £30,000 - £70,000/annum
    Location:
    Sutton Coldfield, City and Borough of Birmingham
    Job Type:
    Permanent

    We currently have an exciting opportunity for a talented CEMAP qualified Mortgage Adviser, to join our team located in and around the North Birmingham area. Our partner estate agents boasts a professional team who are extremely efficient in referring buyers and vendors for mortgage … more

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  2. Paraplanner

    Posted 08/10/2024 by enable Recruitment

    Salary:
    £40,000 - £50,000/annum
    Location:
    Birmingham
    Job Type:
    Permanent

    Providing pooled support to the financial advisers and liaising with the team to implement the advice for clients, to produce positive client-centric outcomes. Produce technical documents for the advisers based on the research and requirements of the client. Managing workflow and … more

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  3. Paraplanner

    Posted 2 weeks ago by Lime People Search & Select Ltd

    Salary:
    £35,000 - £45,000/annum £35-45k +bens
    Location:
    Wolverhampton, West Midlands (County)
    Job Type:
    Permanent

    We are urgently seeking an experienced Paraplanner to provide technical support to both the Advisers and Directors of the business. Informing and Advising on Financial Planning factors and on utilising suitable plans and products for clients, compiling reports and illustrations in a timely … more

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  4. Client Engagement Executive

    Posted 2 days ago by AFH Wealth Management

    Location:
    Bromsgrove, Worcestershire, United Kingdom
    Job Type:
    Permanent

    Following communication scripts in accordance with FCA compliance. Identifying customer needs. Maintain professional relationships with all lead taking advisers ensuring a fair distribution. Maintaining accurate records of all customer conversations recording them against … more

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  5. Administrator

    Posted a week ago by Pertemps Coventry

    Salary:
    £12 - £14/hour
    Location:
    Warwick
    Job Type:
    Permanent

    Pertemps is recruiting for our client, an FCA-regulated financial services business in the prepaid later-life planning sector, which is growing rapidly. Our client is looking for an experienced administrator to join their expanding team at their head office just outside Warwick. length of … more

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  6. Senior Compliance Consultant

    Posted a week ago by NFU Mutual

    Featured job Remote job
    Salary:
    £80,000/annum + 25% annual bonus
    Location:
    Stratford-upon-Avon, Warwickshire
    Job Type:
    Permanent

    Senior Compliance Consultant. Stratford upon Avon. Up to £80,000 + up to 25% annual bonus + excellent benefits. Join an award-winning company - including “Which?” Insurance Brand of the Year 2024 and Gallup's Exceptional Place to Work 2024. Guide and influence managers to ensure more

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  7. Financial Adviser - Office Based

    Posted 11/10/2024 by AFH Wealth Management

    Location:
    Bromsgrove, Worcestershire, United Kingdom
    Job Type:
    Permanent

    Independent Financial Adviser - Desk Based. AFH Wealth Management is proud to be one of the UK's leading independent financial advisory and wealth management firms. We believe that our success starts with our people. If you are determined to succeed and eager to take on new challenges, … more

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  8. New Business Administrator

    Posted 17/10/2024 by AFH Wealth Management

    Location:
    Bromsgrove, Worcestershire, United Kingdom
    Job Type:
    Permanent

    As an New Business Administrator, you will work within the New Business Team, processing New Business and service propositions to support AFH financial advisers and the business' organisational strategy. Key Responsibilities as our New Business Administrator will include. Completing more

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  9. Debt Advisers - National Debtline

    Posted a week ago by Money Advice Trust (CFS)

    Remote job
    Salary:
    £35,189/annum
    Location:
    B16, Birmingham, West Midlands (County)
    Job Type:
    Permanent

    Debt Advisers (National Debtline. Birmingham / Hybrid. Salary: £35,189 per annum (inclusive of shift allowance) plus pension, 37 days annual leave and great benefits. Closing date for applications is 13th November 2024. Stage one: telephone interviews will commence 4th November. Stage two: … more

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  10. Risk & Compliance Manager

    Posted 16/10/2024 by Brown & Brown

    Featured job Remote job
    Location:
    Birmingham, West Midlands
    Job Type:
    Permanent

    Regional Risk and Compliance Manager. Location: England / Wales - Hybrid (Travel c60%. Salary: Negotiable. As a Group we are continuing to invest in giving our businesses the best support possible, to enable further growth and ensure our teams continue to have right tools to do the job. … more

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  11. Compliance Officer

    Posted 17/10/2024 by Uniting People

    Salary:
    £33,000/annum
    Location:
    Stoke-on-Trent, Staffordshire
    Job Type:
    Permanent

    As Compliance Officer you will support the Head of Compliance in the provision of timely and accurate regulatory and industry advice to the business, regular risk reporting and second line compliance monitoring over key controls and risks to the business. Duties. Support … more

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  12. Communications Executive

    Posted 09/10/2024 by PIB Employee Benefits

    Location:
    Birmingham
    Job Type:
    Permanent

    PIB Employee Benefits is an innovative and forward-thinking organisation, winning Firm of the Year at the 2024 Corporate Adviser awards. PIB Group was voted by Insurance Times as top of its broking High Flyers list in the 2023 Top Brokers feature, PIB is known for delivering exceptional … more

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  13. Sales Enablement Specialist

    Posted 8 hours ago by PIB Employee Benefits

    Salary:
    £24,000 - £28,000/annum
    Location:
    Birmingham
    Job Type:
    Permanent

    PIB Employee Benefits is an innovative and forward-thinking organisation, winning Firm of the Year at the 2024 Corporate Adviser awards. PIB Group was voted by Insurance Times as top of its broking High Flyers list in the 2023 Top Brokers feature, PIB is known for delivering exceptional … more

    Apply Now