Permanent Fca Compliance Manager jobs

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  1. IBA Operations Manager

    Posted 2 hours ago by hireful

    Salary:
    £50,000 - £60,000/annum
    Location:
    North Nottinghamshire
    Job Type:
    Permanent

    Role IBA Operations Manager - Retail aka Head of IBA Operations Retail, Insurance Broking Account Operations Manager. Location North Nottinghamshire - Hybrid Office / Home. Salary - 50 - 60K. Role Overview. As the Retail IBA Operations Manager, you will oversee the Retail … more

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  2. Compliance Manager

    Posted yesterday by KD Recruitment

    Salary:
    £40,000 - £50,000/annum
    Location:
    Beverley
    Job Type:
    Permanent

    Are you an experienced Compliance Manager with a background in Financial Services? Would you like to work in the Beverley area for a growing organisation that put their people and the service they provide at the heart of everything they do. Are you looking for flexible working … more

    Apply Now
  3. Client Money Accountant - CASS IBA - Insurance

    Posted 3 hours ago by hireful

    Salary:
    £45,000 - £50,000/annum
    Location:
    Worksop
    Job Type:
    Permanent

    Role CASS Accountant aka Client Money Accountant, Cass Compliance Specialist, Client Money and Assets Accountant. Location North Nottinghamshire - Hybrid Office / Home. Salary - 45 - 50K. The Role. You will be a key player in maintaining our robust IBA (Insurance Broking Account) control … more

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  4. T&C Manager

    Posted 2 days ago by Premier Jobs UK

    Salary:
    £40,000 - £50,000/annum Plus, 3% & 5% pension contribution,
    Location:
    B35, Tyburn, City and Borough of Birmingham
    Job Type:
    Permanent

    This T&C Manager job in East Birmingham provides opportunity to join a growing, regional wealth management firm. As T&C Manager, you will be responsible for ensuring the business adheres to the policies set internally and by the FCA. You should be accountable for driving … more

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  5. Finance Controller

    Posted yesterday by Pembrook Resourcing

    Salary:
    £45,000 - £54,000/annum
    Location:
    Abingdon, Oxfordshire
    Job Type:
    Permanent

    Enforcement of constant debtor and creditor controls to ensure cash flow does not compromise the operation of the business – hold aged debt meetings as appropriate to hold relevant managers accountable. 6. Review and approval of all payments to ensure they are fully documented and … more

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  6. Sales Controller

    Posted 4 days ago by WeRecruit Auto Ltd

    Quick apply
    Salary:
    £30,000 - £60,000/annum
    Location:
    Leicester, City of Leicester
    Job Type:
    Permanent

    FCA accredited (after training. Car supermarket and volume used car management experience preferable. The Duties. Responsible for maintaining the overall performance of the site. Carrying out some general manager responsibilities during absences from site. Management of the sales … more

  7. Group Finance Manager

    Posted 4 days ago by Hoop Recruitment

    Salary:
    £50,000/annum
    Location:
    Caerphilly
    Job Type:
    Permanent

    As the Group Finance Manager, you will be responsible for managing the Group's financial operations, ensuring the accounts are accurately maintained and in optimal condition, while providing strategic financial guidance to support informed business decisions. From managing the monthly … more

    Apply Now
  8. Receptionist/Operations Support

    Posted 22/10/2024 by Canara Bank

    Featured job
    Location:
    London
    Job Type:
    Permanent

    Canara Bank London is authorised by the PRA and regulated by the PRA and FCA. We invite applications from suitable candidates for the position of Receptionist & Operations Support in Canara Bank's London Branch. A competitive salary will be offered and depending on qualifications and … more

    Apply Now
  9. Risk and Compliance Manager

    Posted 22/10/2024 by Search

    Location:
    Glasgow
    Job Type:
    Permanent

    Fantastic role in Glasgow City Centre for a Risk and Compliance Manager, or Officer looking for that next step up to Manager - £45,000. This is a great opportunity to work in a dynamic, growing company where you can make a real impact on how our client handles more

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  10. Compliance Manager

    Posted a week ago by Red Door Recruitment

    Salary:
    £50,000 - £65,000/annum
    Location:
    St Albans, Hertfordshire
    Job Type:
    Permanent

    A friendly and professional Financial Services company based in St Albans are looking for a Compliance Manager. They are looking for Financial Services experience, preferably in the Investment and Life Protection sectors, with least 3 years in the Compliance sector. What's … more

    Apply Now
  11. Sales Controller

    Posted 4 days ago by Igloo

    Quick apply
    Salary:
    £30,000 - £60,000/annum Uncapped commission
    Location:
    Hinckley, Leicestershire
    Job Type:
    Permanent

    Audit sales processes and financial documents to ensure full compliance. Identify opportunities to improve sales performance and efficiency. Ideal Candidate. Strong experience in used car retail and sales management. Proven leadership skills with the ability to inspire and motivate a team. … more

  12. Client Relationship Manager - Private Banking

    Posted 3 days ago by Crone Corkill

    Salary:
    £50,000 - £60,000/annum + bonus & benefits
    Location:
    West End, London
    Job Type:
    Permanent

    Customer Relationship Manager - Private Banking. Is this the role for you. We are working with a prestigious Bank to join their high-achieving team, who offer a range of services to HNW individuals including bespoke financial planning and private banking. This role would suit a result … more

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  13. Operations and Settlements Associate- Hybrid

    Posted 16/10/2024 by Barbara Houghton Associates

    Location:
    London
    Job Type:
    Permanent

    We are working with our client, a well-known FCA regulated Investment Company, with their search for an Operations & Settlement Associate to join their team. Successful candidate will be part of the Operations and Settlements team who is responsible for all post execution activities. … more

    Apply Now
  14. Compliance and Financial Crime Officer

    Posted 11/10/2024 by Ultimate Banking

    Location:
    NG18, Mansfield, Nottinghamshire
    Job Type:
    Permanent

    Our well-established financial services client are at the start of an exciting journey on the transformation agenda and are looking for a Compliance and Financial Crime Officer to join the Risk and Compliance Team. It's safe to say that no day is the same in the Risk and more

    Apply Now
  15. Senior Pensions Data Technician

    Posted yesterday by Line Up Aviation

    Remote job
    Salary:
    £44,100/annum
    Location:
    Nationwide
    Job Type:
    Permanent

    To work with the Scheme Events Leads and Scheme Event Manager to deliver requirements for Scheme Events and Projects (time scales, deliverables, quality, sign off) and to input into the planning process. To review the work of Pensions Data Technicians and provide feedback and technical … more

    Apply Now
  16. Paraplanner

    Posted 4 days ago by Lime People Search & Select Ltd

    Salary:
    £35,000 - £45,000/annum £35-45k +bens
    Location:
    Wolverhampton, West Midlands (County)
    Job Type:
    Permanent

    Ensuring the end-to-end compliance process is followed. Ensuring all cases written adhere to the Advice Guidance framework, with a view to all cases passing as suitable first time. Ensuring advisor and Paraplanning Lead are updated throughout the complete process, liaising with the … more

    Apply Now
  17. Compliance Manager

    Posted 3 hours ago by MERJE

    Salary:
    £50,000 - £65,000/annum Bonus & Benefits
    Location:
    Chester
    Job Type:
    Permanent

    Our client, an award winning independent financial advice firm are looking for a Compliance Manager to join the team on a permanent basis. As Compliance Manager you will need to ensure the business meets all regulatory obligations and to support the Director in … more

    Apply Now
  18. Branch Manager

    Posted 14/10/2024 by Everyday Loans

    Location:
    Everyday Loans Luton, LU1 2SJ, Luton
    Job Type:
    Permanent

    Everyday Loans are currently recruiting for a Branch Manager. Everyday Loans is an established market leader in consumer finance with over 15 years of successful history. Winners of MoneyFacts Best non-mainstream lender for the last 5 years, we offer dynamic and exciting growth … more

    Apply Now
  19. Branch Manager

    Posted 4 days ago by Everyday Loans

    Salary:
    £40,000 - £60,000/annum OTE plus excellent
    Location:
    Everyday Loans Bristol, BS1 1LT, Bristol
    Job Type:
    Permanent

    Everyday Loans are currently recruiting for a Branch Manager. Everyday Loans is an established market leader in consumer finance with over 15 years of successful history. Winners of MoneyFacts Best non-mainstream lender for the last 5 years, we offer dynamic and exciting growth … more

    Apply Now
  20. Business Development Manager

    Posted a week ago by Harwoods

    Salary:
    £27,600 - £60,000/annum
    Location:
    RG21, Basingstoke, Hampshire
    Job Type:
    Permanent

    The role of the Local Business Development Manager is to. Support and develop the Fleet & business operation within Brighton and JLR Division. Grow Fleet, Business and retail sales channels by developing relationships with local businesses and renewal activities. Ensure our fleet operation … more

    Apply Now
  21. Group Compliance Manager

    Posted 3 days ago by Brookson

    Quick apply
    Salary:
    £45,000 - £55,000/annum
    Location:
    CV5, Canley, Coventry
    Job Type:
    Permanent

    Brookson is recruiting for a Group Compliance Manager to join the Brookson Group. This role operates within a matrix management structure, reporting to both the Head of Financial Services within the UKI Operations management team and the General Counsel for the UK under the EMEA … more

  22. Senior Pensions Data Technician

    Posted 16/10/2024 by Guidant Global

    Remote job
    Salary:
    £44,100/annum
    Location:
    Nationwide
    Job Type:
    Permanent

    To work with the Scheme Events Leads and Scheme Event Manager to deliver requirements for Scheme Events and Projects (time scales, deliverables, quality, sign off) and to input into the planning process. To review the work of Pensions Data Technicians and provide feedback and technical … more

    Apply Now
  23. Paraplanner

    Posted 8 hours ago by Tate

    Salary:
    £45,000 - £50,000/annum Plus discretionary bonus & benefits
    Location:
    Bishop's Stortford, Hertfordshire
    Job Type:
    Permanent

    As part of their ambitious growth plans, they are seeking a Paraplanner/Technical Manager, reporting directly to the Head of Wealth Planning. Duties and Responsibilities of the Paraplanner. Work with advisers, relationship managers and when required, independently, to construct and … more

    Apply Now
  24. Paraplanner

    Posted a week ago by Recruit Wealth Ltd

    Salary:
    £35,000 - £42,000/annum
    Location:
    Wirral, Metropolitan Borough of Wirral
    Job Type:
    Permanent

    These newly created opportunities will see you working closely with the Paraplanning Team Leader, Adviser Support Managers and established teams of existing Paraplanners. Main duties. Preparing pre-approval documentation prior to report writing, ensuring recommendations are researched and … more

    Apply Now
  25. Client Support Manager

    Posted a week ago by Titan Wealth Holdings

    Featured job
    Location:
    Bristol, City of Bristol
    Job Type:
    Permanent

    Client Support Manager - Bristol. Operations – Advisory Operations / Perm, Full Time /Hybrid. Titan Wealth Holdings Limited (previously known as Aspira Corporate Solutions Ltd) is a top financial planning company located in Bristol, UK. Our focus is providing best-in-class advice on wealth … more

    Apply Now

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